Линейные интегральные операторы в пространствах непрерывных и существенно ограниченных вектор-функций
- Авторы: Алвеc М.Ж.1, Алвеc Е.В.2, Мунембе Ж.С.1, Непомнящих Ю.В.1
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Учреждения:
- Университет Эдуардо Мондлане
- Высший институт наук и технологий Мозамбика
- Выпуск: Том 29, № 145 (2024)
- Страницы: 5-19
- Раздел: Научные статьи
- URL: https://journal-vniispk.ru/2686-9667/article/view/288541
- DOI: https://doi.org/10.20310/2686-9667-2024-29-145-5-19
- ID: 288541
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Аннотация
Известный критерий действия и ограниченности линейного интегрального оператора K из пространства существенно ограниченных функций в пространство c непрерывных на компакте функций обобщается на случай функций со значениями в банаховых пространствах.
В работе также доказано, что из действия и ограниченности оператора K в пространстве c вытекает его действие и ограниченность в пространстве причем нормы оператора K, рассматриваемого в C и совпадают. Приводится точное выражение общего значения нормы оператора K в этих пространствах в терминах ядра оператора. В дополнение к этому, приводится пример интегрального оператора (для скалярных функций), который действует и ограничен в каждом из пространств C и но не действует из в
Также обсуждаются удобные для проверки условия ограниченности оператора K в C и В случае конечномерности банахова пространства значений функций образа оператора эти условия являются одновременно необходимыми и достаточными. В случае бесконечномерности Y они являются достаточными, но не являются необходимыми (это доказывается).
В случае приводятся неулучшаемые оценки для нормы оператора K в терминах -абсолютно суммирующей константы определяемой геометрическими свойствами нормы в Y, более точно, как супремум по конечным наборам ненулевых элементов Y отношения суммы норм этих элементов и супремума (по функционалам с единичной нормой) сумм абсолютных значений функционала на этих элементах.
Полный текст
Introduction
The criteria governing the action, continuity, and compactness of the Fredholm linear integral operator K within function spaces underwent comprehensive and thorough examination during the 20th century. These considerations are extensively documented in classical monographs on functional analysis, as exemplified by references such as [1, 2]. The monograph [3, p. 100] formulates necessary and sufficient conditions for the action and boundedness of K from the space of essentially bounded functions to the space of continuous functions on a compact set. This work also provides expressions for the norm of the operator K in terms of its kernel.
In this paper, we extend and partially generalize these findings, building upon the characteristics of the integral functional derived in the study [4]. We outline the principal directions of advancement in our work concerning the well-established classical aspects of the operator K within the space of continuous functions.
- We establish necessary and sufficient conditions for the action and boundedness of the operator K from spaces of continuous functions, as well as from the space of essentially bounded functions to the space of bounded functions, when the functions from these spaces take values in Banach spaces.
- We demonstrate that the action and boundedness of the operator K in the space of continuous functions imply the action and boundedness in the space of essentially bounded functions, with the norms of both operators being equal.
- We provide an expression for the norm of the operator K in terms of its kernel.
- In the scenario of finite-dimensionality of the function value space, we establish an optimal estimate for the norm of the operator K in terms of a convenient expression through the kernel of the operator using 1-absolutely summing constant.
1. Key notations and concepts
We will use the following notations:
is closed bounded set in with the classical Lebesgue measure in -algebra Lebesgue measurable subsets of
is characteristic function of a set ( if and if ).
X and Y are real separable Banach spaces with norms and accordingly, moreover Y contains no copy of (), in particular, Y reflexively.
is the dual space of X with a norm value of a functional in the point we will denote by or
— the space of linear bounded operators from X to Y with the natural norm.
By we denote the closed unit ball centered at zero in the Banach space Z, that is
is Banach space consisting of bounded functions with the sup-norm
A function is called measurable if the preimage of any Borel set in X is Lebesgue measurable. The set of all measurable functions is denoted by
By and we will denote the linear subspaces of the space consisting of measurable bounded functions, measurable compact-valued functions, continuous functions, and measurable finite-valued functions, respectively, equipped with the -norm. It is clear that the first three of these linear subspaces are closed, hence they are Banach spaces. Let’s note that and in the case of finite-dimensionality of X we have In particular in the notations of the introduced functional spaces, we will omit the notation of the function value space: and etc.
By we will denote the factor space of space consisting of classes -equivalent to essentially bounded functions with the essential supremum norm
The closed subspace of the Banach space is defined similarly.
If the function is such, that (which is equivalent to, ) the real function is Lebesgue integrable on then there exists a unique element such that
(1.1)
(see, for example, [5, p. 54]). In this case, the function is called Pettis integrable on and I is called the Pettis integral of the function v on denoted by
From the separability of Y it follows that any Pettis integrable function is measurable (see [5, p. 42, 53]).
Note that in the case when Y contains a subspace isomorphic to from Lebesgue integrability on the functions for each in general, it does not follow that there exists satisfying (1.1). For an arbitrary Banach space Y, the concept of the Danford integral (which is an element of the second dual space ) is known, which generalizes the concept of the Pettis integral [5, p. 52]. To avoid complicating the results in the direction related to different definitions of integrals, we assume in the paper that
If the function is measurable and the real-valued function is Lebesgue integrable on then the function v is called Bochner integrable on The definition of the Bochner integral is analogous to the definition of the Lebesgue integral for real-valued functions (see [5, p. 44]). For the Bochner integral we will use the notation
If the function is Bochner integrable, then it is Pettis integrable and the values of the integrals coincide. The reciprocal statement holds true if and only if Y is finite-dimensional [5]. For the Lebesgue integral of real functions, instead of and we will write
2. Some auxiliary results
Lemma 2.1. The set is dense in
Proof. Let’s now fix arbitrary and Let’s choose for the relatively compact set a finite -net and let’s define
Then and
The next two lemmas follow directly from [4, Lemma 2.1 and Assertion 2.1].
Lemma 2.2. Let be a convex and closed set, and let be some measurable function with values in D. Then there exists a sequence of functions with values in D that converges in measure to U.
Lemma 2.3. Let the function satisfy the Carathéodory conditions, which means that the function is measurable for each and the function is continuous for each Then the function defined by
is measurable, and
To prove the main results about the linear integral operator, we will need the criterion for the action and boundedness of the linear integral functional, as well as one of its properties established in the work [4], which we will present here without proofs.
Let The functional H will be formally defined by the equation
(2.1)
If the finite integral (2.1) exists for all functions from a certain linear subspace V of the space then expression (2.1) defines a linear functional
Function is said weak-measurable (see [5, p. 41]), if the real function is measurable.
Assertion 2.1. (see [4, Theorem 4.1]) The following conditions a), b), and c) are equivalent to each other:
a) in other words, the functional H acts from to and is bounded;
b)
c) Function weak-measurable and
When any of these conditions is satisfied
Assertion 2.2. (see [4, Corollary 4.2]) If then for any bounded sequence converging in measure to some it holds that
3. Definition of an integral operator and conditions on its kernel
Let Let’s consider the linear Fredholm integral operator K with the kernel defined by equality
Under certain conditions on the kernel k, the operator K transforms functions into functions
For fixed let denote the adjoint operator of so that (the asterisk notation as a subscript is used to avoid confusion with the adjoint kernel ).
Let’s introduce certain constants expressed in terms of the kernel k of the operator K and consider certain conditions on the kernel k that will be used in the following sections.
Let’s define, for now formally, the quantities and by:
and the conditions:
(a0) For all and function is measurable;
(ac) For all and holds
(bu) Exists and is finite the quantity
(bw) Exists and is finite the quantity
Let’s emphasize that we have introduced notations for a series of conditions but do not assume them to be a priori satisfied.
Assertion 3.1. Under the condition the following properties hold:
1) For any and the function is measurable;
2) For any the function is measurable;
3) For any and the function is measurable;
4) For any and the function is measurable.
Proof. Properties 3) and 4) follow from Lemma 2.3, applied at fixed to the function defined as In particular, for 4), we use the equality
(3)
Property 1) follows from theorems 2 and 3 of the paper [6].
Finally, property 2) follows from Lemma 2.3 applied at fixed to the function defined by taking into account the equality
From Assertion 3.1, in particular, it follows that under condition the quantities and are well-defined, which can take finite non-negative values or the value
4. The criterion for the action and boundedness of the operator K from and from to
Theorem 4.1. The following conditions A) to D) are equivalent to each other:
A) (the operator K acts from to and is bounded);
B) ;
C) ;
D) The conditions and are satisfied.
Moreover, if then
(4.1)
Proof. step. Let it be fair D). We will prove that and
(4.2)
Let’s fix arbitrary and Due to condition taking into account Assertion 3.1, for any with a norm we have
(4.3)
therefore, there exists an integral
Furthermore, for any and we have, due to taking into account (4.3):
Therefore, the operator K acts from to is bounded and holds (4.2).
step. Let We will prove that property D) holds and the equality
(4.4)
From the condition and the fact that constant functions are continuous, condition follows.
Let us fix arbitrary and We define the function as follows by
(4.5)
and let us consider the functional H, defined by equation (2.1). From the condition it follows that According to Assertion 3, taking into account equation (3.1), we have, using the notation
(4.6)
By the definition of the Pettis integral
(4.7)
From equations (4.6) and (4.7), it follows that
Taking the supremum over all and in this equality, we obtain equation (4.4). From this equation and the inequality condition follows.
From the properties established in steps and the statement of the theorem follows.
5. Integral operator with values in the space of continuous functions
The following theorem provides necessary and sufficient conditions for the action and boundedness of the operator K from to in terms of the norm expression of K using the kernel k. It also establishes the equality of norms of the operator considered from to and from to This theorem partially generalizes Theorem 1.1 in [3, p. 100], for the case of
Theorem 5.1. if and only if the conditions and hold. Moreover, if then
(5.1)
Proof. 1) Let the conditions and be satisfied.
Its clear that condition is fair, and by virtue of Theorem 4.1
Each function has a representation for some positive integer n, some and pairwise disjoint sets The linearity and additivity properties of the Pettis integral [5] and the condition imply
moreover, each of the integrals in the right-hand side exists and is a continuous function of t. Therefore, the integral on the left-hand side and the equality itself will be valid. Thus, it is proven that
From the continuity of the operator the inclusion and Lemma 2.1, it follows straightforwardly that
2) Let For any and we have thus Thus, condition is satisfied. Condition and equality (5.1) follow from Theorem 4.1.
The following theorem provides necessary and sufficient conditions for the boundedness of the operator K when it operates from to expressing its norm in terms of the kernel k. This theorem generalizes the equality for the norm when in Theorem 1.2 from [3, p. 100].
Theorem 5.2. Let the operator K acts from to In order for K to be bounded, it is necessary and sufficient to satisfy condition
Moreover, if then we have
Proof. From the condition condition of Theorem 4.1 follows. Taking this into account, the statement of the theorem straightforwardly follows from Theorem 4.1.
As noted in [3, p. 101], a linear integral operator acting from to can also be considered as acting from to The following theorem asserts this fact in the case of function spaces with values in Banach spaces.
Theorem 5.3. If then and
Proof. According to Theorem 4.1, from the condition it follows that and equality (4.1) holds. Thus, it sufficient to prove that for every the function is measurable.
Let We choose a closed ball and according to Lemma 2.2, we find a sequence of functions with values in D that converges to u in measure. Fix arbitrary and and define the function by (4.5). We consider the functional H defined by equality (2.1). From the condition it follows that By Assertion 2.2, which means that
Since and the real-valued functions are measurable. Then, the function is also measurable as the pointwise limit of measurable functions. Thus, we have shown that for any the function is measurable (this property is commonly referred to as weak -measurability of the function see, for example, [5, p. 41]). Then, by Theorem 2 in [5, p. 42], combined with the separability of Y, it follows that the function is measurable.
Remark 5.1. Among the theorems in this section, there are no simultaneously necessary and sufficient conditions in terms of the kernel for the action and continuity of the operator K from to (Theorem 5.1 provides a close result by replacing with and Theorem 5 gives a close result about the boundedness of K under the prior assumption of its action). Currently, we are unaware of a corresponding result even for the case
As for Theorem 5.3, it can be accurately stated that the condition implies (with equality of norms). However, it does not generally imply either the action of the operator K from to or the validity of condition from Theorem 5.1, even in the case of We provide a corresponding counterexample obtained in the works [7, 8].
Example 5.1. Let and We define the sets
and let’s consider a linear integral operator K with a kernel defined by
Then, we have and Furthermore, for any the function is continuous on the interval However, the operator K does not act from to C, and there exists a Lebesgue measurable set such that
6. A convenient sufficient condition for the boundedness of an integral operator
The main results of the work (Theorems 4.1 and 5.1–5.3) utilize a constant expressed in terms of the kernel k and represents the exact value of the norm of the operator K in a series of pairs of functional spaces. However, the constant the constant uses the supremum over all functionals in the unit sphere of the space which is not very convenient for application. In this regard, it makes sense to analyze the possibility of replacing the constant in the main results with a more convenient constant whose expression is a direct formal generalization of a well-known expression for the norm of a linear integral operator in the space C (see, for example, [2, p. 183] and [3, p. 100]).
Theorem 6.1. The following statements are true:
1) If the conditions are satisfied and then
2) If the conditions are satisfied and then
3) If and if the condition is satisfied, then and
4) The norms of the operator K in all pairs of spaces considered in statements 1)–3) are equal and the estimation is valid
Proof. In the conditions of any of statements 1)–3), for any and we obtain, taking into account Assertion 3.1, the estimation
From this, it follows that
(6.1)
From this inequality and Theorems 4.1, 5.1–5.3, all statements of the proven theorem follow in an obvious manner.
Remark 6.1. For any infinite-dimensional space Y, the reciprocal propositions of 1)–3) in Theorem 6.1 do not hold. Specifically, the condition unlike is not necessary for the action and boundedness of the operator K in pairs of functional spaces as stated in the theorem. Let’s demonstrate this.
It is known (see, for example, [9, p. 91]) that in every infinite-dimensional Banach space Y there exists a weakly summable sequence that is not strongly summable. In other words, there exists a sequence of elements in Y such that for every the series converges, while simultaneously
Assuming let us fix some sequence satisfying the aforementioned property. Take an arbitrary countable measurable partition of the set into sets of positive measure, and define The constructed function is clearly measurable. Moreover, it satisfies the following conditions:
Thus, the function v is integrable in the sense of Pettis, but not integrable in the sense of Bochner. Moreover, this follows from [5, p. 224],
Let’s now consider and define a function by the equation We then examine the linear operator K with this kernel It is evident that condition is satisfied, and
So, condition holds. According to Theorem 4.1, we have Moreover, it is evident that for any the function is constant. Hence, By Theorem 4.1, we obtain On the other hand,
Therefore, condition is not satisfied.
Remark 6.2. In contrast to the property established in Remark 6.1 for any infinite-dimensional Y, we note that in the case of on the contrary, conditions and are equivalent. Therefore, all the necessary and sufficient conditions from Theorems 4.1 and 5.1–5.3 will remain valid if we replace the condition with the condition (but without replacing the constant in these theorems!).
In the case of not only does the estimate (6.1) hold, but there is also a two-sided estimate that can be expressed using a special constant of the finite-dimensional space which depends on the choice of norm in Y.
Dedicating the following section of the work to establishing these properties of the operator K in the case of finite dimension Y.
7. Action and boundedness criteria of the integral operator and norm estimation in the case of
Definition 7.1. (see [10–12]) The quantity
(7.1)
is called the 1-absolutely summing constant of the norm space Y of nonzero dimension.
Remark 7.1. 1) Equality (13) correctly defines the constant (taking a finite positive value or the value ) for any norm space Y of nonzero dimension. Moreover, if and only Note that in every infinite-dimensional Banach space Y, a consequence of the existence of a weakly summable sequence that is not strongly summable (see Remark 6.1).
2) In finite-dimensional spaces of the same dimension equipped with different norms (which, as known, are equivalent), the values of 1-absolutely summing constants, in general, are different and are related to the “geometric properties” of the space that depend on the norm.
3) In [10–12], the p-absolutely summing constant was introduced any but in our work, it will be needed only for the case
Throughout this section we assume that the
We will denote the linear space equipped with the norm defined by
as (for any ).
We will present, without proof, some properties of the constant established in [11], [12]. Additionally, we will provide values of for certain specific spaces in the table.
Assertion 7.1. [properties of the constant ]
- ;
- 2. in particular, and
n | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 |
ni(Rn) | 1 | 2 | 2 |
|
|
|
|
| ||
1 |
| 2 |
|
|
|
|
|
|
| |
For any measurable function let us define
In this case, if the function v is non-integrable (recall that integrability in terms of Bochner and Pettis are equivalent due to the finite-dimensionality of Y), then and if it is integrable, both quantities are finite. Moreover (see, for example, [5, p. 50, 224]), on the linear space consisting of integrable functions (or more precisely, their classes of -equivalence), the quantities and are norms.
Assertion 7.2. The following inequality fulfilled:
(7.2)
in particular, in the norms and are equivalent.
Moreover, the inequality (14) is unimprovable, that is
Proof. Clearly, and this bound is unimprovable, as for any constant function v we have
Let and be arbitrary. Let us find, by definition of the Bochner integral [5, p. 44], a function (where sets are pairwise disjoint and ), such that Then, by the definition of the constant we have
Due to the arbitrariness of and this inequality implies the estimation
(7.3)
Let’s prove the unimprovability of the estimation (7.3). Fix an arbitrary and find, according to the definition of such and elements that
Let’s take arbitrary measurable sets with positive measure that are pairwise disjoint, and consider the function By construction,
The unimprovability of the estimation (7.3) is proven.
Note that inequality (7.2) is known and follows, for example, from Proposition 2.4 in [9, p. 96], formulated in terms of a random element and the p-absolutely summing operator induced by it. However, we preferred a direct proof.
Assertion 7.3. If condition is satisfied, then
(7.4)
in particular, conditions and are equivalent.
The inequality (7.4) is unimprovable (in both directions) for in the class of all functions satisfying condition
Proof. The inequality follows from Theorem 6.1. To prove its unimprovability, it is sufficient to consider the case and take an arbitrary nonzero element and define the kernel by the equation In this case, it is obvious that
Proof of the inequality
(7.5)
we proceed separately for two cases.
step. Let Fix arbitrary and according to Lemma 2.3, let’s find a function with values in such that
(7.6)
where defined by According to Assertion 0,
(7.7)
From (7.6) and (7.7) follows
By taking the supremum over and the infimum over in this inequality, we obtain the estimate (7.5).
step. Let Fix arbitrary and according to Lemma 2.3, let’s find and a function with values in such that By Assertion 7.2, we obtain similarly (7.7):
By taking the supremum over all and in this inequality, we obtain Thus, inequality (17) is proven.
To prove the unimprovability of the estimate (17), it sufficient to consider the case when Fix an arbitrary and according to Assertion 0, let’s find a function such that We define the kernel by the equation In this case, it is obvious that
Thus, the assertion is proven.
The main result concerning a linear integral operator in the case of a finite-dimensional Y follows directly from Theorems 4, 5–5 and Assertion 0.
Theorem 7.1. Let The following statements are true:
1)
2)
3) If K acts from to then
4) The norms of the operator K in all the pairs of spaces considered in statements 1)– 3) are equal to and additionally, the following estimate holds
which is unimprovable in the class of bounded operators acting from to
Об авторах
Мануэль Жоаким Алвеc
Университет Эдуардо Мондлане
Автор, ответственный за переписку.
Email: mjalves.moz@gmail.com
ORCID iD: 0000-0003-3713-155X
кандидат физико-математических наук, профессор кафедры математики и информатики
Мозамбик, 1100, Мапуто, Главный кампус, П.Я. 257Елена Владимировна Алвеc
Высший институт наук и технологий Мозамбика
Email: ealves@isctem.ac.mz
ORCID iD: 0009-0000-1452-2553
кандидат физико-математических наук, доцент Школы экономики и делового администрирования
Мозамбик, 1100, Мапуто, улица 1.194 No 332, центральный C, Муниципальный район КаМпфумуЖоао Себастьян Паулу Мунембе
Университет Эдуардо Мондлане
Email: jmunembe3@gmail.com
ORCID iD: 0000-0002-0380-6734
кандидат физико-математических наук, профессор кафедры математики и информатики
Мозамбик, 1100, Мапуто, Главный кампус, П.Я. 257Юрий Витальевич Непомнящих
Университет Эдуардо Мондлане
Email: yuriy.nepomnyashchikh@uem.ac.mz
ORCID iD: 0009-0008-1374-4283
кандидат физико-математических наук, доцент кафедры математики и информатики
Мозамбик, 1100, Мапуто, Главный кампус, П.Я. 257Список литературы
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